Methodology
How we assess, build, and review.
Implementation-first means every engagement ends with something you can operate and evidence. This is the method behind it.
Assess
The 0 to 100 Health Check score
Each Health Check scores six weighted domains: licensing and authorization, AML/CFT, governance, data protection, consumer protection, and regulatory reporting. Evidence of operation counts, not only written policy. The result maps to a published band so you know whether you are exposed, developing, or defensible.
Build
Fixed-scope Regulatory Sprints
- 01
Scope
Define what is being built and which tier fits.
- 02
Collect and analyze
Assess your current position against the applicable framework.
- 03
Build
Draft policies, controls, and documentation.
- 04
Senior review
Every deliverable is reviewed before it reaches you.
- 05
Walk through and follow up
We explain what was built, then check in at 30 days.
Deliver
Who does the work
Senior consultants lead every engagement. Delivery capacity comes from the Legum Talent Engine, a vetted bench of compliance professionals, so work is not bottlenecked on one person.
Legum provides regulatory and compliance advisory services. Where a matter requires licensed legal representation, we will say so clearly before work begins.